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Securities Service

Sole-Name Securities Margin Account Online Application

1. How do I apply for securities margin account via internet banking?
A: Opening your Securities Margin account online is secure, fast and easy. When you sign in to Online Banking, You can click on “Investment --> Securities--> Apply Securities margin account” to apply.

2. Who can apply for the securities margin account via internet banking?
A: This service is only applicable to sole-name account . Customers also need to maintain existing securities cash account prior to opening of a securities margin account. If you do not have securities cash account, you can click on “Admin. --> A/C opening --> Consolidated Investment Account - Securities (Cash)” to open a securities cash account.

3. Who is NOT eligible to open the securities margin account via internet banking?
A: Opening Securities Margin account online is not applicable to the following persons: U.S. Persons Joint-name account Corporate account SFC licensed/registered corporation Customers under special circumstances: bankrupted or special status customer

4. What are the service hours for "Online Securities Margin Account Opening"?
A: You can apply the Securities Margin Accounts via Internet Banking anytime; your account will become effective once our staff contact you by phone to confirm your online application.

5. If I have unsettled trades in my cash account, can I still open a securities margin account?
A: You can still submit an application but it will not be processed until all transactions settled in the Securities Cash Account

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